23 Aug
|
HSBC
|
Bengaluru
Job Title: Manager - L2 Surveillance
- As part of the wider Surveillance function, you will play an integral role in the India sub-hub team. Being a part of the team brings various opportunities to be in a fast paced, ever changing surveillance space in the banking industry you can gain technical knowledge of products, acquire skills to identify potential market abuse behaviours and learn to effectively engage with stakeholders. The work workplace promotes inclusiveness, flexibility and open culture where encourages collaboration and innovation.
In This Role, You Will
- Perform trade surveillance on order flow from across an array of asset classes including equities, fixed income and derivatives for potential market abuse and escalate them where appropriate
- Contribute to continuously enhancing our investigatory capabilities by identifying new internal and external data sources, systems capabilities and investigative techniques
- Contribute to the ongoing testing and calibration of surveillance systems and controls to ensure market abuse risks are being identified against a continuously evolving risk and regulatory landscape
- Draft and submit compelling regulatory filings based on evidence gathered through in-depth, intelligence-led surveillance investigations
- Co-ordinate with colleagues across the wider Surveillance function, ensuring consistency where appropriate and promoting best practices
- Forge strong working relationships with stakeholders from the businesses we protect and enable as well as colleagues in Compliance, Risk and the Control Offices, acting as an ambassador for Surveillance, showcasing successful outcomes where appropriate
- Support ongoing strategic endeavours such as the roll out of next generation trade surveillance capabilities across business lines and regions
- Engage effectively with Surveillance colleagues in regional, business line, data management, IT, transformation, product management, and Centre of Excellence teams
- Contribu
📌 ManagerSurveillance (Bengaluru)
🏢 HSBC
📍 Bengaluru