Compliance: Retail Advisory (Mumbai Suburban)

Compliance: Retail Advisory (Mumbai Suburban)

23 Aug
|
Piramal Finance
|
Mumbai Suburban

23 Aug

Piramal Finance

Mumbai Suburban

JOB OVERVIEW:

Regulatory Advisory: Incumbent will be responsible for providing regulatory advisory/clarifications to internal stakeholders and ensuring adherence to all regulatory requirements of RBI and internal policies.

EXPERIENCE:
- Proven and rich experience of 8+ years in compliance with Banks / NBFCs/HFCs/Consulting to Banks or NBFCs.
- Practical knowledge of relevant regulatory requirements and guidelines related to retail lending.
- Strong analytical skills with the ability to interpret regulations.
- Team Leader. Excellent communication and interpersonal skills.

KEY RESPONSIBILITIES:
- Serve as the primary point of contact for retail business compliance including housing loans, personal loans, digital lending & LAP.
- To review retail products/ new initiatives or processes and lead compliance advisory, queries, clarification for retail business.
- To review and update policies & procedures for retail business.
- Monitor regulatory developments and access their impact on our operations.




- Support Chief Compliance Officer and the team in ensuring adherence to regulatory guidelines. Key role in driving the key assignments / projects including automation relating to compliance, and businesses & other functions / products involving compliance by supervising and responsible for end-to-end completion and implementation.
- Identify potential areas of compliance vulnerability and risks, develop and implement corrective action plan for resolution.
- Responsible for handling regulatory inspections, handling the pre/post inspection related activities.
- Monitor and enforce compliance with internal policies and procedures across retail operations. Foster effective relationships with internal & external stakeholders.

Piramal is an equal prospect employer. Qualified applicants will be considered without regard to age, gender, marital status, sexual orientation, gender identity or expression, disability, or religion.

📌 Compliance: Retail Advisory (Mumbai Suburban)
🏢 Piramal Finance
📍 Mumbai Suburban

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