Job Description
Talasha has been mandated to hire a Company Secretary for an AI enabled brokerage firm registered with SEBI. This early stage startup founded by IITian co-founders is an AI-native personal finance platform for India
nAs Compliance Officer, you will own the compliance function end-to-end. You will work directly with the founders to set up the processes, records, and filings that a SEBI-registered advisory firm runs on.
nResponsibilities-
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- SEBI Compliance -Prepare and file periodic compliance reports with SEBI, quarterly and annual.n
- Client Documentation -Own client records end-to-end — KYC documentation, risk profiling forms, consent records, and advisory documentation.n
- Compliance Audit- Coordinate annual compliance audits with external auditors.n
- Board Meetings -Organize and manage Board Meetings, Committee Meetings, and General Meetings including preparation of agendas, notices, minutes, resolutions, and compliance checklists.n
- Securities Compliances -Handle compliances related to issuance, transfer, and dematerialization of securities.n




- Audit Trail -Ensure every piece of investment advice carries a proper audit trail: risk category, rationale, and suitability check.n
- SCORES Portal -Handle client grievance documentation and manage the SCORES portal.n
- SEBI Marketing guidelines -Review marketing materials, product copy, and website content against SEBI advertising guidelines before they ship.n
- Compliance Calendar -Own the compliance calendar and make sure nothing is missed.n
- Track regulatory developments — current circulars, amendments, and filing deadlines — and translate them into what changes for us.n
- Support the Principal Officer across client onboarding workflows.n
- Partner with product and engineering so compliance requirements are built into the platform rather than bolted on afterwards.n

nGood to Have -
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- Company Secretary with 3-6 years post qualification experiencen
- Prior experience in a

📌 Company Secretary (Bengaluru)
🏢 Talasha
📍 Bengaluru