24 Aug
|
Talasha
|
Bengaluru Urban
24 Aug
Talasha
Bengaluru Urban
Talasha has been mandated to hire a Company Secretary for an AI enabled brokerage firm registered with SEBI. This early stage startup founded by IITian co-founders is an AI-native personal finance platform for India
As Compliance Officer, you will own the compliance function end-to-end. You will work directly with the founders to set up the processes, records, and filings that a SEBI-registered advisory firm runs on.
Responsibilities-
- SEBI Compliance -Prepare and file periodic compliance reports with SEBI, quarterly and annual.
- Client Documentation -Own client records end-to-end — KYC documentation, risk profiling forms, consent records, and advisory documentation.
- Compliance Audit- Coordinate annual compliance audits with external auditors.
- Board Meetings -Organize and manage Board Meetings, Committee Meetings, and General Meetings including preparation of agendas, notices, minutes, resolutions, and compliance checklists.
- Securities Compliances - Handle compliances related to issuance,
📌 Company Secretary (Bengaluru Urban)
🏢 Talasha
📍 Bengaluru Urban