Job Description Talasha has been mandated to hire a Company Secretary for an AI enabled brokerage firm registered with SEBI. This early stage startup founded by IITian co-founders is an AI-native personal finance platform for India n As Compliance Officer, you will own the compliance function end-to-end. You will work directly with the founders to set up the processes, records, and filings that a SEBI-registered advisory firm runs on. n Responsibilities- n n SEBI Compliance -Prepare and file periodic compliance reports with SEBI, quarterly and annual. n Client Documentation -Own client records end-to-end — KYC documentation, risk profiling forms, consent records, and advisory documentation. n Compliance Audit- Coordinate annual compliance audits with external auditors. n Board Meetings -Organize and manage Board Meetings, Committee Meetings, and General Meetings including preparation of agendas, notices, minutes, resolutions, and compliance checklists. n Securities Compliances -Handle compliances related to issuance, transfer, and dematerialization of securities. n Audit Trail -Ensure every piece of investment advice carries a proper audit trail:



risk category, rationale, and suitability check. n SCORES Portal -Handle client grievance documentation and manage the SCORES portal. n SEBI Marketing guidelines -Review marketing materials, product copy, and website content against SEBI advertising guidelines before they ship. n Compliance Calendar -Own the compliance calendar and make sure nothing is missed. n Track regulatory developments — current circulars, amendments, and filing deadlines — and translate them into what changes for us. n Support the Principal Officer across client onboarding workflows. n Partner with product and engineering so compliance requirements are built into the platform rather than bolted on afterwards. n n Good to Have - n n Company Secretary with 3-6 years post qualification experience n Prior experience in a stock brokerage firm with proficiency in SEBI compliances n Startup mentality & immediate joiner preferred n n CTC - Rs. 12-18LPA (Basis last drawn) n Location - Bangalore -Bellandur

📌 Company Secretary (Sebi Brokerage Firm) (Bengaluru)
🏢 Talasha
📍 Bengaluru