What are the ongoing responsibilities of this positionTeam Leadership & Development:
Lead, mentor, and develop a team of compliance specialists. Plan, prioritize, and align team objectives with departmental goals and ensure ongoing skill development.

Portfolio & Trading Desk Compliance:
Ensure compliance with investment mandates and trading desk procedures (trade allocation, errors, best execution, etc.) across funds.

Stakeholder & Relationship Management:
Partner with internal teams including Senior Managers from the investment team, legal, regulatory compliance, risk, operations, and accounting. Act as a trusted advisor and provide expert compliance guidance across functions.

Regulatory Compliance & Reporting:
Oversee all regulatory filings and internal/external compliance certifications. Ensure timely and accurate reporting to SEBI, RBI, AMC Trustee Boards, and other regulatory bodies.

Compliance Systems & Process Oversight:
Manage compliance operations on platforms such as Quantis, Charles River, and Aladdin, including current

📌 Head Of Investment Compliance Mumbai
🏢 Franklin Templeton
📍 Mumbai