Job Purpose
Regulatory return pre-validation: Perform independent pre-validation of regulatory returns before submission to the regulator on timely basis. Review data completeness, accuracy, reconciliations and; identify exceptions if any; coordinate resolution with return owners for necessary rectification.Duties and Responsibilities
The incumbent will be part of the Compliance function and will independently pre-validate regulatory returns prepared by business and functional teams before submission. The role is responsible for assessing whether reported information is complete, accurate, consistent, and aligned with applicable regulatory instructions.
Key Responsibilities:
• Understand the applicable regulatory return, reporting instructions, data definitions, frequency, submission timelines and validation rules.
• Prepare and maintain a return-wise pre-validation checklist covering data fields, regulatory logic, reconciliations, and documentary evidence.
• Validate the completeness and accuracy of return data through source-to-return, exception analysis etc.




• Reconcile reported figures with the general ledger, trial balance, source applications and other relevant regulatory or financial submissions, as applicable.
• Review changes in reporting methodology, source systems, mapping logic, master data, manual adjustments and regulatory interpretations for their impact on the return.
• Discuss exceptions with return owners and relevant stakeholders, obtain clarification and supporting evidence, and ensure corrections are completed before submission.
• Document validation checks performed, evidence reviewed, issues identified, management responses received and the final pre-validation conclusion.
• Escalate exceptions, unresolved differences, to the appropriate senior management stakeholders.
• Maintain a repository of checklists, working papers and other supporting documents etc.
• Monitor regulatory changes affecting returns and update validation procedures in coor

📌 Unit Manager (Pune)
🏢 Bajaj Finance
📍 Pune