Job DescriptionOur client is a leading global investment bank and financial services institution with a presence across major financial markets worldwide. As part of the continued growth of its Trade Surveillance function, the firm is looking to hire a VP – Trade Surveillance for Mumbai location
NThe role will be responsible for managing and enhancing trade surveillance processes, strengthening front-office controls, identifying potential market conduct risks, and driving greater efficiency and effectiveness across the surveillance framework.
NKey Responsibilities:
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- Lead Trade Surveillance across Equities, Derivatives, Fixed Income & Commodities N
- Manage and enhance surveillance processes, controls & exception monitoring N
- Analyse trading data toidentify anomalies, trends and potential risks N
- Drive resolution of data issues and improve front-office controls N
- Partner with Compliance, Risk,



Technology & Front Office teams N

nRequirements:
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- MBA Finance with 8+ years of Trade Surveillance experience with global investment banking firm. N
- Solid knowledge of Equities, Derivatives & Fixed Income N
- Experience with Nasdaq Trade Surveillance, TradingHub or Actimize N
- Strong SQL/Tableau and data analytics skills N
- Exposure to Bloomberg/LSEG Workspace N
- Strong understanding ofregulatory and market conduct requirements N

nPlease note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.

📌 Vp - Trade Surveillance (Alibag)
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