Job Title:Regulatory &Client; Classifications, Associate

Corporate Title: Associate

Location: Bangalore, India

Role Description
- As part of the Regulatory & Client Classification within Regulatory & Cross Product Ops (RCP) team, you will be responsible for understanding and monitori ng various US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for specific US Regulations.
- You’ll support and contribute to daily monitoring and control reporting for various US Regulations along with being part of a team that works in close partnership with various stakeholders such as Compliance, Legal and the Client Lifecycle Management (CLM) on-boarding teams.

What we’ll offer you

As part of our versatile scheme, here are just some of the benefits that you’ll enjoy,
- Best in class leave policy.
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education




- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

Your key responsibilities
- Fully understand and be able to provide knowledge of US regulations, such as, CFTC Dodd Frank, SEC Swap Based Securities Dodd Frank, Volcker, Reg W, FINRA 2111, FINRA 4210, Reg D/QIBs, Foreign Bank Certificates, 15a6 and Reg O Business Management etc.
- Work with Compliance and Legal on exception and/or escalations cases and see them through to completion.
- Review and QA sample of Run-the-Bank (RTB) cases to ensure regulations are being implemented correctly.
- Management of daily control reports which includes working with offshore teams to investigate and analyse the exceptions, identify remediation steps, and follow up with internal or external stakeholders until exceptions are resolved.
- Act as

📌 Regulatory & Client Classifications, Associate (Bengaluru)
🏢 Deutsche Bank
📍 Bengaluru