Job Purpose
- Compliance & Audit - CAD is responsible for ensuring regulatory compliance, audit readiness, risk mitigation, and adherence to internal control frameworks across Developer Finance operations.

Responsibilities
Core Responsibilities:
Compliance Management
- Ensure compliance with applicable statutory, regulatory, corporate, and internal policy requirements.

- Monitor adherence to company SOPs, approval matrices, and financial governance frameworks.

- Review developer finance transactions, disbursements, and documentation for compliance completeness.

- Identify compliance gaps and drive corrective and preventive actions.

- Maintain compliance trackers, audit observations, and closure reports.

Audit & Control Assurance
- Plan and execute periodic audits of developer finance processes and controls.

- Coordinate with Internal Audit, External Audit, Risk Management, and Compliance teams.

- Conduct risk-based reviews and process audits to identify control weaknesses.

- Track audit findings and ensure timely implementation of remediation plans.





- Prepare audit reports and present findings to management.

Risk Management
- Assess operational, financial, and compliance risks within developer finance processes.

- Develop and implement risk mitigation strategies.

- Ensure adequate controls are established for current processes, products, and regulatory requirements.

- Monitor key risk indicators and report exceptions.

Documentation & Governance
- Review and validate legal, financial, and operational documentation related to developer financing.

- Maintain records required for audits, inspections, and regulatory reviews.

Job Qualifications
Graduate : Yes
Masters/Postgraduate: Yes

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Manager - Compliance & Audit (Thane)
🏢 Tata Capital
📍 Thane