Hiring | Manager /Senior Manager – Stock Broking Operations | Mumbai
Location: Ghatkopar, Mumbai
CTC: Up to ₹22 LPA
Industry: Stock Broking / Capital Markets

Candidates currently based in Mumbai or willing to relocate to Mumbai only.

About the Role
Our client is looking for an experienced Manager /Senior Manager – Stock Broking Operations to lead the end-to-end operations of a growing stock broking business.
This is not a pure compliance role.
We are looking for someone who has managed the day-to-day operations of a small or mid-sized stock broking firm, including RMS, settlements, client operations, banking, billing, surveillance, reconciliations and regulatory compliance
.
What You'll Be Responsible For
Lead end-to-end broking operations across the organisation.
Manage RMS, client exposure monitoring and trading limits.
Oversee settlements, pay-in / pay-out and reconciliation processes.
Manage client ledgers, banking operations and fund movements.
Supervise billing, collections and operational workflows.
Coordinate with Accounts, RMS, Compliance, Depository and Operations teams.
Handle CDSL / NSDL operational coordination.
Ensure compliance with SEBI, NSE, BSE, KYC, AML and PMLA requirements.
Coordinate exchange, internal and statutory audits.




Prepare operational MIS and management reports.
Improve operational processes, SOPs and internal controls.
Lead and mentor the operations team.

We're Looking For Someone Who Has
10–18 years of experience in Stock Broking / Capital Markets.
Hands-on experience managing broking operations in a small or mid-sized broking company.
Strong exposure to RMS, settlements, client operations and reconciliations.
Experience in banking, billing, collections and operational controls.
Working knowledge of CDSL / NSDL.
Good understanding of SEBI, NSE & BSE regulations.
Experience coordinating audits and regulatory reporting.
Strong team management and stakeholder coordination skills.

Ideal Background
Professionals currently working with:
Stock Broking Companies
Securities Firms
Capital Market Intermediaries
Depository Participants
Candidates from small or mid-sized broking organisations will be preferred.
Why Join?
Chance to lead the operations function of a growing stock broking organisation.
Work directly with senior leadership.
Drive operational excellence and process improvements.
Competitive compensation

📌 Manager /Senior Manager – Stock Broking Operations | Mumbai
🏢 Beyond Red Ocean Consulting
📍 Mumbai