Description

Job Purpose

Lead and execute risk-based Operations and Regulatory audits across the Bank, with a focus on Operations Risk Management (ORM), Third-Party Risk, AML and Sanctions compliance, and regulatory expectations.

Job Description

Audit Leadership & Execution

- Plan and execute risk-based audits, investigations, and thematic reviews across operations domains.

- Evaluate design and effectiveness of controls, identify gaps, and risk-rate findings.

- Lead audit delivery ensuring quality, timelines, and adherence to audit standards.

Regulatory & Compliance Assurance

- Provide independent assurance over AML, Sanctions, Third-Party Risk, and ORM frameworks.

- Assess compliance with CBUAE and international regulatory requirements.

- Support regulatory engagements and ensure timely closure of regulatory observations.

Risk Assessment & Analytics

- Perform end-to-end risk assessments across operational processes and identify composite risks.

- Leverage audit analytics, continuous auditing tools, and RegTech capabilities to enhance coverage and efficiency.

- Identify emerging risks through proactive monitoring and stakeholder engagement.





Stakeholder Engagement

- Engage with Heads, business units, and risk teams to drive timely risk remediation.

- Influence stakeholders and secure agreement on action plans and control improvements.

- Provide advisory support on process improvement and product development initiatives.

Reporting & Governance

- Prepare and present high-quality audit reports for senior management.

- Ensure findings are clear, risk-focused, and aligned to regulatory expectations.

- Support Board / senior management reporting where required.

Knowledge, Skills and Experience

- 10+ years of experience in Operations / Internal Audit within banking.

- Solid exposure to AML, Sanctions, ORM, and Regulatory Compliance audits.

- Experience with CBUAE or similar regulatory frameworks preferred.

- Knowledge of RegTech, audit analytics, and continuous auditing tools.

- Professional certifications such as CIA / CPA / ACAMS / CISA preferred.

- Strong analytical, stakeholder management, and communication skills.

📌 Assistant Vice President - Auditor.Shared services_Audit (India)
🏢 Mashreq Bank
📍 India