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- Requisition Number: 59067
Job Location: Mumbai, IND
Global Grade: Band 7
Work Type: Office Working
Employment Type: Permanent
Posting Start Date: 27/07/2026
Posting End Date: 27/08/2026
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Key Responsibilities

Strategy

Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws

Ensure that the Bank’s and client’s interests are covered in all instances

Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are compiled at all times

To suggest process, change if local conditions warrant making the processes stronger

To ensure that proper risk classification is done at the time of approving transactions

To complete review of all relevant reports





Ensure that audit rating of ‘satisfactory’ and above is maintained for all internal and external audits with the section

Ensure completion of EOD processes

To ensure that the month-end activities and regulatory reporting are done within defined timelines

Ensure punctuality and discipline

Work in shifts whenever required

Cross-skilling - To act as back-up

Business

Provides best in service to support to address client’s queries and issues

Ensures all the information transactions are processed as per the agreed deadline.

Ensures all the instructions are processed well with in the market deadline.

Ensures all the procedures laid down in the Departmental Operating Instructions and the Key Control Standards are adequately followed.

Processes

To manage and interact within the Unit/Brokers / Exchanges / Depositories/Regulator’s/Internal Stakeholders with respect to all equity deals, SLB, OFS trades of clients.

Timely and Accurate Regulatory Reporting.

To undertake periodic sel

📌 Manager Corporate Action 1 (Mumbai)
🏢 Standard Chartered
📍 Mumbai