Legal Associate

Job location - Andheri,Mumbai

Experience - 3-4 years

MANDATORY REQUIREMENTS

• Strong working knowledge of SEBI, IFSCA and FEMA regulations, with hands-on exposure to AIFs, Mutual Funds, Portfolio Managers, Stock Brokers, Fintech and GIFT City/IFSC entities.

• Proven experience in regulatory advisory, legal drafting, licensing/registrations, compliance assessments and regulatory filings, with strong research, analytical and client-management skills.

• Preferably with a law firm or in-house legal team handling financial regulatory matters.

JOB ROLES & RESPONSIBILITIES

• Advise clients on regulatory frameworks covering Mutual Funds, Portfolio Managers, AIFs, Stock Brokers, Research Analysts, Investment Advisors, SEBI-regulated entities, GIFT City/IFSC entities, Fintech businesses, FEMA, financial services and lending activities.

• Draft, review and negotiate legal opinions, regulatory advisories, transaction documents, policies, compliance documents, applications, representations and regulatory submissions.

• Assist clients with regulatory licensing,



registrations, compliance assessments, audits, inspections, enforcement matters and structuring of financial products/services.

• Conduct legal and regulatory research and provide practical, business-oriented advice on complex financial regulatory matters.

• Monitor regulatory developments and prepare regulatory updates, alerts and client communications.

• Collaborate with Corporate, M&A;, Banking & Finance and Dispute Resolution teams on

• cross-practice regulatory matters.

• Exposure to mutual funds, portfolio managers, stockbrokers, alternative investment funds, fintech regulations and regulatory due diligence.

• Experience interacting with regulatory authorities or assisting clients in regulatory filings and representations.

QUALIFICATION & EXPERIENCE

• 3–4 years of post-qualification experience with a law firm or in-house legal team, handling financial regulatory matters.

• Solid kno

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