Deputy Compliance Manager (Mumbai)

Deputy Compliance Manager (Mumbai)

27 Aug
|
Ergo Technology & Services
|
Mumbai

27 Aug

Ergo Technology & Services

Mumbai

Role Description:
- The Deputy Manager – Compliance is responsible for supporting the implementation, monitoring, and continuous improvement of the compliance framework.
- Must have knowledge of all local statutory / regulatory requirements applicable to IT sector & willing to learn and deploy the Regulations of European Union such as GDPR, DORA, AI.
- Will be responsible for monitoring and documenting compliance assessments and liaising with Group compliance team whenever required.
- Maintaining the Compliance checklist for each business function and reviewing the compliance adherence levels.
- Reporting to Local and Group colleagues and assisting the team in preparation of reports.
- Should also have robust analytical thinking skills and be able to maintain meticulous records of issues/risks and compliance activities.

Key Accountabilities & Responsibilities:
- Monitoring local legal ecosystem to identify and assess changes in the statutory / regulatory requirements.
- Ensuring compliance with applicable laws, regulations, and standards.




- Support the Compliance Officer in advising the organization on regulatory changes and necessary actions.
- Assist maintaining policies and procedures to ensure compliance with regulatory requirements Job Description.
- Review the internal policies and identify the actionable to effectively implement the policy.
- Updation of the Compliance checklist for each business function.
- Monitoring of changes in local legal & regulatory requirements and ensuring compliance.
- Review of adherence levels of Norms (Company Policies, Guidelines etc) and sharing of outcomes with the Reporting Manager.
- Assisting the team as and when advised by the Management team and Reporting Manager.

Knowledge of following such as topics is preferred:
- Bribery / corruption
- Antitrust
- Fraud Prevention
- Anti-Money Laundering
- Financial Sanctions
- FATCA/CRS

From 2nd Line perspective: Identification and assessment of compliance risks, particularly wit

📌 Deputy Compliance Manager (Mumbai)
🏢 Ergo Technology & Services
📍 Mumbai

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