26 Aug
|
Evoke HR Solutions
|
India
26 Aug
Evoke HR Solutions
India
Hiring: Inspection & Compliance Professional | Chennai
We are looking for a SEBI / Audit / Inspection skilled with 3–6 years of experience for an opportunity based in Chennai.
Location: Chennai
Interview: Virtual
Experience: 3–6 Years
Key Responsibilities:
Review and analyse inspection reports, supporting documents and compliance findings.
Prepare Letters of Observation (LO) and analyse responses received from members.
Coordinate with onsite inspection teams and members for clarifications and follow-ups.
Prepare reply analysis, approval notes, agendas, action letters and MIS reports.
Monitor corrective actions, penalties, appeals and pending compliance matters.
Ensure adherence to defined TATs and regulatory/compliance requirements.
Handle member queries related to compliance and inspection observations.
Monitor SEBI,
Exchanges and regulatory circulars, guidelines and notifications and assess relevant compliance requirements.
Coordinate with internal departments for implementation and closure of inspection-related actions.
Support post-inspection activities, personal hearings and onsite inspections as required.
Preferred Skills:
SEBI Regulations | Regulatory Compliance | Audit | Inspection | Risk & Controls | Report Analysis | Member/Stakeholder Management
Interested candidates can share their updated CV / connect via DM.
#Hiring #Chennai Jobs #SEBI #Compliance #Audit #Inspection #Regulatory Compliance #Jobs #Finance Jobs #Risk Management #Career Opportunity
📌 Inspection Specialist (India)
🏢 Evoke HR Solutions
📍 India