Leading Financial services company requires Deputy Mgr Mgr Auditing and compliance MulundMumbai Only company secretary qualified need apply One of our client a leading Financial services and company secretaries firm rendering comprehensive professional services which include all areas right from company formation to statutory compliances It was established over a decade ago and now considered to the one of the best CS firms in Mumbai region We are looking out for Deputy Mgr Manager Auditing and compliance for the client office at Mulund in Mumbai The JD and details are as follows 1 Client Leading financial services and Advisory firm 2 Role Deputy Mgr Manager Auditing and Compliance 3 Qualification Company secretary legal will be an added advantage 5 Experience Over 1 years in a similar role 6 Notice Joining in maximum 30 days or less 7 Job location Mulund Mumbai THE JD IS AS FOLLOWS An Auditor or Internal Auditor with a Company Secretary CS background is a governance and compliance skilled They examine a companys financial and regulatory records to ensure legal compliance verify operational integrity and protect the organization from fraud and financial discrepancies Key Duties and Responsibilities Regulatory Compliance Ensure company operations adhere to the relevant legal acts corporate laws listing regulations and established corporate governance standards Risk Control Assessment Evaluate the adequacy and effectiveness of internal control systems to safeguard company assets and mitigate operational risks Financial Review Scrutinize financial statements accounting documentation receipts and ledgers to verify accuracy and identify discrepancies Secretarial Audit Conduct mandated secretarial audits to confirm compliance with statutory requirements Board meeting protocols and recordkeeping mandates Reporting Prepare detailed audit reports with actionable recommendations and present these findings directly to the Board of Directors or Audit Committee Fraud Investigation Investigate potential financial or regulatory irregularities and report fraudulent activities to the appropriate management or government bodies if required Required Skills and Qualifications Educational Qualification Membership with the Institute of Company Secretaries of India ICSI Additional qualifications like a Bachelors degree in law Experience Typically 2 to 7 years of experience in corporate law internal auditing or company secretarial practice Core Competencies Strong analytical skills deep knowledge of the Companies Act SEBI regulations and excellent logical and critical thinking abilities Soft Skills Exceptional written verbal communication for presenting reports high ethical standards and meticulous attention to detail If the position interests you and you find a fitment kindly share your updated cv at hidden email or contact Pranav hidden mobile Kindly share the following details Current last fixed ctc Open to work at Mulundwest Relevant years of experience post CS Reason for leaving current last job