Role & responsibilities

- Play a central role in the area of identifying the level of compliance risk in each business line, products and processes and issue instructions to operational functionaries /formulate proposals for mitigation of such risk.
- Implement and manage an effective compliance program.
- Develop and review company guidelines on policies / process / products.
- Incorporate a robust mechanism to ensure that regulatory guidelines / instructions are promptly issued / disseminated within the organization, monitor compliance with the regulatory guidelines / instructions and highlight instances of compliance failures.
- Monitor and test compliance by performing sufficient and representative compliance testing and the results of such compliance testing would be reported to the Senior Management.
- Consider ways to measure compliance risk (e.g., by using performance indicators)



and use such measurements to enhance compliance risk assessment.
- Create and manage effective action plans in response to audit discoveries and compliance violations.
- Co-ordinate for comprehensive review and reporting on compliance issues and actions at yearly / quarterly / monthly basis as may be decided by the Board / Audit Committee /CEO.
- Must be proficient in e-filings and handling the website of RBI and the Ministry of Corporate Affairs.
- Ensure employees are educated on the latest regulations and processes.
- Assist in conducting of Board, general and other committee meetings.
- Drafting of minutes of Board, general and other committee meetings and follow up actions there of.

📌 Company Secretary (Chennai)
🏢 Vantageiq Technologies Opc
📍 Chennai