Role Purpose:

Manage end-to-end client onboarding through physical and digital platform. Process redemption, Top, up, other financial and non-financial transactions. Perform Client due diligence / Enhanced due diligence, KYC verification, generate business MIS, exposure to internal/ statutory audits, compliance, and stakeholder management while ensuring operational efficiency and governance across multiple AIF schemes.

Responsibilities

1) Client Onboarding:
Manage end-to-end investor onboarding through both physical and digital platforms.
Review and process account opening documentation in accordance with regulatory and internal policy requirements.
Monitor onboarding turnaround times and resolve documentation discrepancies promptly.
Maintain accurate investor records and ensure timely account activation.
Ensure timely activation of investor accounts post fund reconciliation and maintaining high standards of accuracy.
Coordinate with relationship managers, regional service managers, trustees, and fund administrators for seamless onboarding.




Ensure prompt resolution of operational and investor-related queries.

2) KYC, Due Diligence & Compliance :
Perform KYC verification and documentation review for individual, corporate, trust, partnership, and foreign investors & others.
Conduct Client Due Diligence (CDD) and Enhanced Due Diligence (EDD) in line with AML, FATCA, CRS, and regulatory guidelines.
Identify and escalate high-risk investors, PEPs, adverse media findings, and sanction screening alerts.
Ensure compliance with SEBI, PMLA, and other applicable regulatory requirements.
Escalate exceptions and compliance concerns to Head - CS

3) Transaction Processing & Investor Servicing :
Process financial transactions including:
Capital commitments and drawdowns
Top-up investments
Redemptions, class change
Distribution payouts
Bank mandate updates and payment processing
Handle non-financial transactions such as:
Change of bank de

📌 Assistant Manager Mumbai (India)
🏢 Nippon Life India AIF Management
📍 India