About Company

The company operates in the Bank/NBFC/Fintech industry, providing digitally enabled lending and financial solutions to salaried individuals.

Job Description

Job Description:
This role is that of Senior Associate in a growing financial services group, comprising of a registered NBFC and a Fintech / Lending Service Provider (LSP). As Associate you will be individually responsible primarily for the RBI compliances, and be part of the team to manage the overall group level compliances, secretarial and legal aspects, including strategies, regulatory inspections, audits, business partnerships, etc. This is a agile role and individual must be willing to drive the process with complete ownership and adhere to all internal and statutory timelines.

Education - Company Secretary
Experience - 3-5 years

Key responsibilities shall include (but not be limited to) below aspects: -
Compliance Framework & Risk Management
- Ensure strict observance of all statutory and regulatory requirements of the NBFC, including standards of market conduct, managing conflict of interest,



treating customers fairly and ensuring the suitability of customer services
- Ensure that an appropriate Compliance policy is put in place and implemented rigorously across organisation
- Carry out an annual Compliance risk assessment in order to identify and assess major Compliance risks faced by them and prepare a plan to manage the risks

Regulatory Monitoring & Implementation
- Continuously track and evaluate regulatory updates relevant to the organization.
- Assess the impact of regulatory changes on policies and business processes.
- Disseminate updates to senior management and ensure timely implementation.

Compliance Advisory & Governance
- Ensure strict adherence to RBI and SEBI guidelines.
- Provide compliance advisory to business teams on loan products and related matters from applicable laws.
- Present compliance updates, regulatory developments and impacts to key teams and train th

📌 Company Secretary (Bengaluru)
🏢 Corenza
📍 Bengaluru