Job DescriptionAbout Company
nThe company operates in the Bank/NBFC/Fintech industry, providing digitally enabled lending and financial solutions to salaried individuals.
nJob Description
nJob Description:
nThis role is that of Senior Associate in a growing financial services group, comprising of a registered NBFC and a Fintech / Lending Service Provider (LSP). As Associate you will be individually responsible primarily for the RBI compliances, and be part of the team to manage the overall group level compliances, secretarial and legal aspects, including strategies, regulatory inspections, audits, business partnerships, etc. This is a energetic role and individual must be willing to drive the process with complete ownership and adhere to all internal and statutory timelines.
nEducation - Company Secretary
nExperience - 3-5 years
nKey responsibilities shall include (but not be limited to) below aspects: -
nCompliance Framework & Risk Management
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- Ensure strict observance of all statutory and regulatory requirements of the NBFC, including standards of market conduct,



managing conflict of interest, treating customers fairly and ensuring the suitability of customer servicesn
- Ensure that an appropriate Compliance policy is put in place and implemented rigorously across organisationn
- Carry out an annual Compliance risk assessment in order to identify and assess major Compliance risks faced by them and prepare a plan to manage the risksn

nRegulatory Monitoring & Implementation
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- Continuously track and evaluate regulatory updates relevant to the organization.n
- Assess the impact of regulatory changes on policies and business processes.n
- Disseminate updates to senior management and ensure timely implementation.n

nCompliance Advisory & Governance
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- Ensure strict adherence to RBI and SEBI guidelines.n
- Provide compliance advisory to business teams on loan products and related matters from applicable laws. n
- Present complianc

📌 Company Secretary (Karnataka)
🏢 Corenza
📍 Karnataka