Job Description

N Hiring | Manager/Senior Manager – Stock Broking Operations | Mumbai
N Location: Ghatkopar, Mumbai
N CTC: Up to ₹22 LPA
N Industry: Stock Broking / Capital Markets
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nCandidates currently based in Mumbai or willing to relocate to Mumbai only.
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nAbout the Role
NOur client is looking for an experienced Manager /Senior Manager – Stock Broking Operations to lead the end-to-end operations of a growing stock broking business.
NThis is not a pure compliance role.
NWe are looking for someone who has managed the day-to-day operations of a small or mid-sized stock broking firm, including RMS, settlements, client operations, banking, billing, surveillance, reconciliations and regulatory compliance
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nWhat You‘ll Be Responsible For
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- Lead end-to-end broking operations across the organisation. N
- Manage RMS, client exposure monitoring and trading limits. N
- Oversee settlements, pay-in / pay-out and reconciliation processes. N
- Manage client ledgers, banking operations and fund movements. N
- Supervise billing,



collections and operational workflows. N
- Coordinate with Accounts, RMS, Compliance, Depository and Operations teams. N
- Handle CDSL / NSDL operational coordination. N
- Ensure compliance with SEBI, NSE, BSE, KYC, AML and PMLA requirements. N
- Coordinate exchange, internal and statutory audits. N
- Prepare operational MISand management reports. N
- Improve operational processes, SOPs and internal controls. N
- Lead and mentor the operations team. N

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nWe‘re Looking For Someone Who Has
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- 10–18 years of experience in Stock Broking / Capital Markets. N
- Hands-on experience managing broking operations in a small or mid-sized broking company. N
- Robust exposure to RMS,settlements, client operations and reconciliations. N
- Experience in banking, billing, collections and operational controls. N
- Working knowledge of CDSL / NSDL. N
- Good understanding of SEBI, NSE & BSE regulations. N
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📌 Manager /Senior Manager - Stock Broking Operations | Mumbai (Alibag)
🏢 Beyond Red Ocean Consulting
📍 Alibag