29 Aug
|
Ameriprise India
|
Gurugram
29 Aug
Ameriprise India
Gurugram
About Our Company
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.
Be part of an inclusive, cooperative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.
The General Counsel’s Organization (GCO) & Centralized Supervisory Unit (CSU) team in India, includes the legal,
compliance, Supervision functions that support Ameriprise Financial and its subsidiaries. The team plays a major role in mitigating and managing legal, compliance, Supervision risks for the firm.
Role Responsibilities:
The role will focus primarily on legal and regulatory matters relating to ColumbiaThreadneedle Investments’ asset management business and in particular its registered funds, regardless of jurisdiction, offering documents. Specific responsibilities include:
- Manage the creation, update and publishing of Columbia Funds (Mutual Funds, Exchange-Traded Funds and Collective Investment Trusts) prospectuses, Statements of Additional Information, Part Cs and Supplements with the use of a prospectus library software.
- Draft legal procedures related to mutual fund and certificate compliance programs, including procedures required by SEC Rule 38a-1.
- Prepare and review N-CEN regul
📌 Sr Legal Analyst Ind (Gurugram)
🏢 Ameriprise India
📍 Gurugram