Responsibilities

About the role
This role is responsible for managing Form 5500 filings, compliance activities, and audit support for U.S. retirement plans. The incumbent will review, create, and update regulatory filings, assist auditors with IRS and DOL requirements, and support clients by addressing compliance-related queries within defined SLAs. The role requires robust analytical skills, attention to detail, and experience in retirement plans, compliance testing, or financial services operations. It also offers opportunities to develop specialized expertise and take on more complex responsibilities based on performance.
Responsibilities
Verify, create, modify and update clients form 5500 filing and provide support to Auditors file their Audits with IRS and DOL. Employee should also be able to handle and help clients / individual customers within defined SLA
Should have experience on Compliance, Form 5500 Filing and audits.
Should have good written and verbal communication
Analyze details to determine appropriate action needed in term of processing the transactions.




Consult available resources including technical documentation, updates, computer system application features, coworkers and Mentors to perform daily task. Make suggestions for improvement in procedures/processes
Efficiently and effectively process work to meet or exceed production expectations
Perform assigned work accurately to meet or exceed quality expectations that results in increased client satisfaction and profitability for PFG
Improve personal effectiveness that positively impacts work, environment and enhancement of skills
Develop partnerships among peers and those supported to increase ownership of work and sustain an efficient process
Compliance to PGS policies and Flexibility as per business needs
Perform other job related duties, other processes within the BU or special projects as required or as assigned by superior
Should be willing to work from office.
Promote team development throug

📌 Process Specialist (Pune)
🏢 Principal Global Services
📍 Pune