- Execute risk-based compliance testing as per the approved Compliance Testing Plan.
- Prepare testing scope, test procedures and sampling methodology.
- Review processes, system controls and documentation against regulatory requirements.
- Validate compliance through testing of samples and supporting evidence
- Prepare explicit, evidence-based compliance observations.
- Perform root cause analysis and assess regulatory impact.
- Draft testing reports with practical recommendations.
- Maintain complete testing workpapers and documentation..
Preferred candidate profile CA with 2-4 yrs exp in Compliance testing in NBFC / Bank
📌 Team Member Compliance Testing (Mumbai)
🏢 SKILLVENTORY
📍 Mumbai
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