Responsibilities:
What you'll do:
As a Trainee Analyst - Legal & Compliance at Principal, you will be a part of our Compliance Team. You will assist with various compliance functions and support global investment initiatives. Your role will involve compiling and correlating compliance data, conducting research and analysis, and aiding in the development, implementation, and maintenance of frameworks, methods, and oversight mechanisms. This outstanding chance will allow you to improve your skills and contribute to our mission of providing outstanding service
- You'll have the opportunity to:
- Supervise conformity with activities connected to the code of ethics and employee trading policies.
- Monitor electronic communication for regulated users based on defined policy.
- Conduct audio reviews of reported calls and review Advertising and Bloomberg data.
- Research and code Fraud alerts, writing and communicating guidelines to keep other departments aware of requirements.
- Conduct Marketing reviews and handle AML and Risk Compliance.




- Support Legal and Compliance staff members in developing and maintaining policies, procedures, and controls crafted to mitigate Corporate risk.
- Identify regulatory/policy gaps and their root causes, and work with business units to address deficiencies accurately.
- Assist in screening and monitoring Bridger alerts on a daily, bi-weekly, and monthly basis.
- Manage complex daily legal and compliance questions from internal customers.
- Perform other job-related duties or special projects as required and coordinate total deliverables.

Qualifications:
Who you are:
- Education & Experience
- Bachelor’s degree or experience with emphasis in finance, accounting, or other business-related field required OR MBA (Finance) with emphasis in finance, accounting.Possessing Min. 1+ years of experience as an Analyst, advisor or working in financial services.

Skills that will help you stand out:
- Knowledge of compliance and regulatory enviro

📌 Trainee Analyst (Hyderabad)
🏢 Principal Global Services
📍 Hyderabad