Reporting To: Branch Manager (Functional & Administrative)
Working Days: Monday to Friday
Working Hours: 8:30 AM – 5:30 PM
Location : Surat, Ahmedabad, Vadodara, Jaipur
Role Purpose To drive revenue growth for the organization by executing trades, providing effective advisory services, and building strong client relationships. The role involves managing client portfolios,
increasing trading activity, and expanding the client base while ensuring compliance with regulatory standards.
Key Responsibilities Dealing & Execution ● Execute buy/sell orders accurately on behalf of clients across NSE/BSE terminals
● Ensure timely and error-free order punching
● Monitor client exposure limits and margin requirements
● Maintain high trading volumes and frequency of trades
Client Advisory & Relationship Management ● Provide informed investment advice based on market research and trends
● Recommend suitable strategies aligned with client risk profiles
● Address client queries related to markets and investments
● Build and maintain long-term client relationships
Business Development ● Acquire new clients and expand the existing client base
● Maintain high activation ratio and increase the number of active traders
● Promote research calls to enhance client engagement and trading activity
Wealth & Product Distribution
● Drive revenue through cross-selling financial products such as:
○ Mutual Funds (MF)
○ Portfolio Management Services (PMS)
○ Insurance
○ Bonds, Corporate FDs, NCDs, etc.
Compliance & Risk Management ● Ensure all transactions and activities comply with regulatory and internal guidelines
● Adhere to risk management protocols and company policies
Job Specifications ● Graduate from a recognized university
● Minimum 1+ year experience in equity broking/dealing
● NISM Series VIII (Equity Derivatives) certification – mandatory
● Solid understanding of capital markets and financial products