Job Purpose To ensure that all DDF partners follows compliance & RBI guidelines
Duties and Responsibilities
- Compliance
- Manage Audit Support team and frequency of Audit intervals
- Analyse the Audit report and identify the current area for audit wherever it is applicable
- Co-ordinate with DDF Vendors for compliance guidelines - DRA / COC etc
- To give inputs to CP to improve their performance based on the concurrent audit reports.
- Arrange Trainings with DDF FOS and ensure RBI guidelines are followed at each channel partner
- Suggest corrective and preventive action plans for process improvement
- Investigate suspicious cases shared by field team and share the final observations with respective BU
- Maintain daily and month trackers for audit reviews
- Submit weekly/monthly self-audit reports
Key Decisions / Dimensions
- Focused on audit improvement & control risk of DDF codes
Major Challenges
- Follow up with channel partner for improvement in audit parameters; obtaining required documents and data from channel partner; ensure DDF follows compliance & RBI guidelines