About the Role

We are seeking dynamic professionals to join our Internal Audit practice, focused exclusively on the Financial Services sector. The role involves delivering risk-based internal audits, process reviews, control assessments, and regulatory compliance reviews for Banking, NBFC, Insurance, Capital Markets, FinTech, and other Financial Services clients.

The candidate will work closely with client management teams to evaluate business processes, identify control gaps, assess risks, and recommend practical solutions to strengthen governance and operational effectiveness.

Key Responsibilities

Consultant

- Execute Internal Audit and Risk Advisory assignments for Financial Services clients.
- Perform risk assessments, process walkthroughs, and control evaluations.
- Conduct testing of operational, financial, and regulatory controls.
- Identify process gaps, control deficiencies, and areas for improvement.
- Prepare audit workpapers, issue logs, and audit reports.
- Support discussions with client stakeholders and process owners.
- Assist in tracking and validating remediation of audit findings.
- Ensure timely delivery of projects while maintaining quality standards.
- Stay updated on regulatory developments impacting the Financial Services industry.

Assistant Manager In addition to the above:
- Lead Internal Audit engagements and manage project execution.
- Supervise and review work performed by team members.
- Drive client interactions and stakeholder management.
- Review audit observations and provide value-added recommendations.
- Support business development, proposal preparation, and client presentations.
- Mentor junior team members and contribute to team development initiatives.

Core Areas of Work

- Risk-Based Internal Audit (RBIA)
- Operational Audits
- Compliance Reviews
- Regulatory Audits
- Internal Controls Testing
- SOX / IFC Reviews
- Process & Controls Assessment




- Risk Management Reviews
- Governance Reviews
- AML / KYC Reviews
- Treasury & Liquidity Process Reviews
- Credit & Lending Process Reviews
- Capital Markets & Investment Operations Audits
- Branch Audits
- Digital Banking & FinTech Process Reviews

Preferred Industry Experience Candidates should have experience in one or more of the following domains:

- Retail Banking
- Corporate Banking
- Investment Banking
- Wholesale Banking
- NBFCs
- Insurance
- Asset Management
- Wealth Management
- Capital Markets
- FinTech
- Payments & Lending Platforms

Skills & Competencies

- Strong understanding of Internal Audit methodology and risk-based auditing.
- Knowledge of financial services products, processes, and regulatory requirements.
- Experience in process reviews, risk assessment, and controls testing.
- Strong analytical and problem-solving skills.
- Excellent report writing and presentation skills.
- Ability to effectively engage with senior stakeholders.
- Proficiency in MS Excel, PowerPoint, and Word.
- Exposure to data analytics and audit automation tools will be an advantage.

Qualification & Experience

Consultant

- CA / MBA (Finance) / CFA / CIA or equivalent qualified qualification.
- 0-3 years of relevant experience in Internal Audit, Risk Advisory, SOX, Compliance, or Risk Consulting within Financial Services.

Assistant Manager
- CA / MBA (Finance) / CFA / CIA or equivalent professional qualification.
- 4-7 years of relevant experience in Internal Audit, Risk Advisory, Risk Assurance, or Financial Services Consulting.
- Experience leading audit engagements and managing client interactions preferred.

Preferred Candidate Profile We are looking for professionals from:

- Big 4 / Consulting Firms
- Banks
- NBFCs
- Insurance Companies
- Asset Management Firms
- Capital Market Institutions
- FinTech Organizations

with strong exposure to Internal Audit, Risk Management, Compliance, Controls Testing, and Regulatory Reviews.

📌 Consultant/AM - Internal Audit (Financial services) (Gurugram)
🏢 KPMG India
📍 Gurugram