Interview: 2–3 rounds | Virtual + Final F2F/Virtual
Mandatory Skills
- Internal Audit / Risk Advisory
- Control Design Assessment (CDA)
- Test of Operating Effectiveness (TOE)
- Risk Control Matrix (RCM)
- Asset & Wealth Management
- Private Wealth Management
- Global Markets
- Capital Markets
- Equity & Derivative Products
- Third-Party Risk Management
- Treasury Audit
- Credit Risk / Operational Risk
Key Responsibilities
- Conduct risk-based internal audits across banking LOBs
- Perform process walkthroughs and prepare RCMs
- Assess internal controls and identify process gaps
- Perform control testing and document audit observations
- Audit trade management, trade confirmation, reconciliation and EOD controls
- Prepare audit reports with actionable recommendations
- Interact with global stakeholders and discuss audit observations
- Evaluate trading desk operations and support process improvements
- Develop SOPs and contribute to risk consulting engagements