This job is with Deutsche Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ business community. Please do not contact the recruiter directly. Position Overview Role Description The role is an extension of the onshore Global GFCT Business Management & Control team. The Control function is an important role in monitoring, managing and mitigating FIC Operational Risk. What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Operate and oversee GFCT Business Control Unit (BCU) controls, including but not limited to:
Annual Client Interaction Inventory Review Book Access - Employee Transfer Review Commitment Letters Population Completeness and Valuable to Sign (GTS) Sampling Competitive Bids - Annual Review Complaints Handling Entitlements control External legal counsel review Inducement Log Annual Compilation & Certification Marketing Materials Review NPA T1 Breach Control Reminder to lead banker that has deals on the bank's watch list Syndicate Deal Checklist (GFCT) Trader Mandate Breach - Review and Validation US Best Execution Control US Swaps Timeliness Control Volcker - Limit Breach Alerts - Review Trader Mandates - Assist with maintaining trader mandates for businesses within GFCT, review trader mandate breaches and exception reports. Manage all aspects of Front Office Operational risk including operational and financial integrity issues, Self-Identified Issues, Audit Findings, Compliance testing findings, etc. Liaison with Desk heads and DCO on vario
📌 GFCT Business Control Unit, AVP (Mumbai)
🏢 Deutsche Bank
📍 Mumbai
Reply to this offer
Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.