Job Description:
Roles and responsibilities include, but are not limited to:
- Lead end-to-end SOX business process and entity-level controls (ELC) testing, including planning, execution, review of tester workpapers, deficiency evaluation, and reporting.
- Perform walkthroughs with process/control owners to confirm control design, identify gaps, and align on evidence expectations.
- Maintain SOX documentation (process narratives, flowcharts, and risk & control matrices), including updates for business/process changes and key initiatives.
- Support SOX scoping and risk assessment for significant processes, accounts, and disclosures; ensure appropriate coverage of entity-level controls and key business processes.
- Execute interim, update, and year-end testing for design and operating effectiveness, and review testing performed by others; assess completeness/accuracy of information produced by the entity (IPE/IUC) used in controls.
- Drive controls rationalization, standardization, and automation opportunities with process owners to improve efficiency, reduce complexity,
and strengthen control performance.
- Own testing methodology, governance, and reporting (standards, templates, status, metrics) and coordinate with external auditors to support a timely SOX ICFR audit opinion.
- Evaluate control deficiencies, track management action plans, and validate remediation and closure through evidence review and retesting.
- Perform taxonomy review activities (e.g., control categorization and mapping) to support consistent scoping and reporting.
- Perform fraud/audit analytics to identify anomalies, trends, and control gaps, and communicate actionable insights.
- Assist Internal Audit and management-led control reviews by providing risk/control input and performing focused internal control reviews in specific areas (e.g., cash allocation, payments, credit limits) as needed.
Experience and Qualifications:
- 4+ years of relevant experience, including a minimum of 2 years in S
📌 Business Controls Manager (Pune)
🏢 Infosys
📍 Pune