Team Member–Compliance (RBI Inspections))

•Assisting in regulatory inquiries and inspections including but not limited to
coordination with regulators and internal / external stakeholders

•Overseeing effective conduct of onsite Inspection conducted by RBI including
timely submission of data / information to RBI including but not limited to
activities pertaining to DAKSH portal requirements, Preliminary Risk Assessment
Report (PRAR), Risk Assessment Report (RAR), Proposed Risk Mitigation Plan
(PRMP), and Risk Mitigation Plan, Areas of Non-Compliance (AONC).

•Review submission pertaining to RBS Tranche 1 series data and annual submission
of RBS Tranche II, Bank Profile to RBI.

•Conduct analysis/preliminary data validation of Tranche 1 series exception
points and obtain the explanations for such exceptions from respective
stakeholders.





•Liaises regularly and effectively with RBI officials for resolution of queries
raised by the stakeholders in the Bank with respect to various RBI submissions.

•Responsible to ensure proper dissemination, coordination & monitoring for
timely submission to RBI of adhoc information requests received from RBI SSM
team, various other departments of RBI, and those published on Daksh Portal of
RBI.

•Circulate Daksh communication to Regulatory Change Management team for
information and necessary action.

•Disseminate, coordinate & monitor to ensure timely of routine regulatory
reporting on CIMS/Data collector portal and any other activity / task as
communicated by compliance senior management.

•MIS management relating to RBI Inspection.

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📌 Team Member (Mumbai)
🏢 Kotak
📍 Mumbai