JOB SUMMARY:

This role is responsible for managing end-to-end compliance activities with a focus on advertisement and disclosure review, regulatory reporting, governance processes, and compliance culture building. The incumbent will coordinate with multiple departments and regulators, support Advertisement Committee governance, ensure timely and accurate regulatory submissions, drive automation in compliance workflows, and strengthen organizational compliance awareness through trainings and engagement programs.

KEY RESPONSIBILITIES:

Regulatory Compliance & Reporting
Preparation, review and timely submission of regulatory reports to IRDAI, DFS, PFRDA, IIB, NCFE and other applicable regulators.
Coordination with cross-functional teams for data gathering, validation, and consolidation for regulatory submissions.
Ensuring adherence to regulatory timelines through structured follow-ups, reminders, and escalation mechanisms.
Conducting preliminary review of submissions to ensure completeness, accuracy, and compliance with applicable guidelines.

Advertisement & Disclosure Compliance




Review and vetting of advertisements, marketing creatives, and disclosures to ensure compliance with regulatory and internal guidelines.
Identification and mitigation of compliance risks in marketing and promotional communications.
Keeping abreast of regulatory changes related to advertisements and disclosures and ensuring implementation.

Advertisement Committee Governance
Participation in Advertisement Committee meetings.
Preparation and consolidation of agenda items, supporting documents, and actionable insights.
Tracking action points and ensuring closure within defined timelines.

Policy Governance & Board Processes
Tracking of policies for Board/Committee approvals.
Ensuring periodic review, updates, and implementation of policies in line with evolving regulations.

Process Improvement & Automation
Driving automation initiatives across compliance processes including reporting, trackin

📌 Deputy Manager (Gurugram)
🏢 Axis Max Life Insurance
📍 Gurugram