MANDATORY REQUIREMENTS
3+ years of Compliance experience in Financial Services.
Exposure to Category 3 AIF/Fund Management Entity/Asset Management setup.
Working knowledge of IFSCA regulations and FATCA/CRS compliance.

ABOUT THE CLIENT

Our client is a real estate company focused on developing residential and commercial projects, with a presence in Mumbai and other key markets.

JOB ROLES & RESPONSIBILITIES
Ensure compliance with IFSCA regulations, AML/CFT guidelines, FEMA provisions, and other applicable regulatory requirements.
Manage end-to-end investor onboarding, including KYC/CDD reviews, UBO verification, sanctions screening, PEP checks, and risk categorization.
Oversee AML monitoring, transaction reviews, regulatory reporting, periodic KYC refresh, and maintenance of compliance records.
Ensure compliance with FATCA/CRS requirements and investor due diligence obligations.
Assist in preparation, implementation, and review of compliance policies, AML frameworks, risk assessments, and internal controls.
Handle regulatory filings, audit requirements, inspections, and regulatory correspondence.
Support fund launches, investor onboarding, and ongoing compliance requirements for domestic and international investors.




Monitor regulatory developments and advise internal stakeholders on compliance implications and implementation requirements.
Coordinate with fund administrators, custodians, auditors, legal advisors, and other service providers on compliance-related matters.
Work closely with operations, legal, finance, and investment teams to ensure adherence to regulatory and compliance requirements.

QUALIFICATION & EXPERIENCE
Bachelor's degree in Commerce, Finance, Accounting, Law, or a related discipline. CA, CS, CFA, CAMS, or other relevant certifications will be preferred.
3+ years of experience in Compliance, KYC/AML, Investor Onboarding, Regulatory Compliance, or Financial Services.
Robust knowledge of IFSCA regulations, AML/CFT requirements, FEMA, FATCA/CRS, and investor onboarding processes.
Experience in UBO identification, sanctions screening, PEP reviews, AML monitoring, and regulatory reporting.
Robust stakeholder management, communication, analytical, and documentation skills.

OTHER DETAILS

Reporting To: COO

Industry Target: Financial Services | Asset Management | Alternative Investments (AIF) | Wealth Management | Fund Management

Work Model Arrangement: Onsite

📌 Compliance Officer Gujarat International Finance Tec City (Gujarat International Finance Tec-City)
🏢 SKS Enterpprises
📍 Gujarat International Finance Tec-City