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Principal Responsibilities
Impact on the Business / Function
· To promote and sustain a risk-management culture in alignment with Regulatory Compliance's role as the second line of defence.
· To proactively identify and support in the management of significant new or emerging risks, and their potential impact on HSBC.
· To track the resolution of subsequent risk management actions as appropriate.
· Defining and adopting best practice through collaborating with our key business partners to enable the highest operational standards.
· Supporting RC to review periodic or ad-hoc reports or information provided to Compliance and to take necessary actions if required.
Customers / Stakeholders
Work / Liaison closely with relevant stakeholders in their respective onshore Businesses and Functional teams to provide expertise and support on all Regulatory Compliance related matters.
Build strong relationships, adopting a joined up approach, to execute processes at pace and with minimum conflict.
Ensure that the business operates using accepted industry – standard methodologies, practices, processes and principles
Ensure the appropriate timely and relevant risk information is provided to onshore Businesses and Functional teams.
Scan for legal and regulatory instruments issued by relevant authorities, including laws, subsidiary legislations, directions, guidelines, codes, practice notes, circulars and information papers.
Prepare the legal and regulatory instruments received for dissemination e.g. summarise the information, propose risk rating, etc.
Coordinate the gathering of feedback to Consultation Papers that impact across the Bank, which entails c
📌 CA Industrial Trainee (Mumbai)
🏢 HSBC
📍 Mumbai