Role – Assistant Manager- Compliance

Experience: Minimum 3-4 Year

Location: Gurgaon

About Role – You will support the compliance function in ensuring the NBFC adheres to all regulatory requirements and internal policies. This role involves compliance tool management (including mapping and correction of compliances), tracker maintenance, coordination with internal stakeholders, assisting in policy drafting, tracking regulatory updates, and supporting audits and compliance risk assessments.

Roles and Responsibilities:

Compliance monitoring and tracking through tools
Supporting discussions and execution of compliance actionable with internal stakeholders
Coordinating ad-hoc compliance reporting requirements
Periodical compliance filing tracking and follow-ups
Dissemination of current regulations/policies amongst the stakeholders
Performing stress testing as per the plan
Policy/SOP drafting/reviewing amongst others

Job Description
Compliance Tracking through Tool: Managing day-to-day operations of the compliance tool – mapping unmapped compliances,



correcting mis-mapped items, assigning/re-assigning to the correct owner in coordination with respective departments, and following up for evidence closure.
Regulatory Compliance: Support adherence to regulatory requirements, guidelines, and directives issued by RBI and other relevant authorities.
Policy Development: Assist in drafting and revision of compliance policies and SOPs in line with regulatory changes.
Risk Assessment support Assist in compliance risk assessments and help identify potential gaps.
Training and Awareness: Support the compliance training program by coordinating training sessions, maintaining training records/trackers, and helping disseminate compliance requirements and updates to employees.
Internal Audit & Controls: Support the implementation and monitoring of internal control systems to ensure compliance with internal policies and external regulations. Assist in coordination with the internal audit

📌 Assistant Manager Compliance (Gurugram)
🏢 Indifi
📍 Gurugram