02 Sep
|
Morgan Stanley
|
Mumbai
02 Sep
Morgan Stanley
Mumbai
We’re seeking someone to join our team as a Director
- Independent Testingin Ops Risk and Regulatory Control to lead regulatory assurance activities across Morgan Stanley's global transaction reporting framework. This role is responsible for overseeing risk-based testing programmes, identifying regulatory reporting risks, driving remediation of control weaknesses, and providing independent assurance over the accuracy, completeness, and timeliness of transaction reporting across multiple global regimes.
In the Operations division, we partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop client relationships. This is a Team Supervisor position at Director level within the within Core Services, which is responsible for performing and managing product-agnostic and centralized operational services across several businesses and products.
Since 1935, Morgan Stanley is known as a global leader in financial services,
always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
- Lead global Independent Testing programmes covering transaction reporting regulations across multiple jurisdictions.
- Provide oversight of cyclical, diagnostic, thematic, and data-driven testing activities.
- Drive identification, escalation, governance, and remediation of regulatory reporting issues and control gaps.
- Partner with senior stakeholders to deliver regulatory change, control enhancements, and strategic initiatives.
- Champion automation, data analytics, AI, and process improvement opportunities to enhance testing effectiveness.
- Lead, coach, and develop a global team while fostering a solid culture of accountability, collaboration, and continuous improvement.
- Serve as the primary supervisor within specific line or project area with accountability to associated risks.
- Manage direct reports, leading 1:1s and caree
📌 Regulatory Reporting director core Sevices (Mumbai)
🏢 Morgan Stanley
📍 Mumbai