Role Description
This role is to hire a Business Process Operations Analyst .
AML Due Diligence Analyst To execute comprehensive AML/KYC due diligence activities during onboarding and periodic review of clients/investors.
The role requires rigorous attention to every stage of the due diligence lifecycle, from data collection through risk evaluation, verification, and record maintenance.
Key Responsibilities
- Collection and Verification of Documentation
Initial Documentation Request: Communicate directly the dedicate client facing function to request all required AML/KYC documents, specifying the exact type and format acceptable (e.g. certified true copy, translation requirements, apostille as needed).
Document Review: Examine and validate identification documents (passports, national IDs, corporate registration, beneficial ownership structures, proof of address, source of wealth/source of funds evidence) for completeness, authenticity, and alignment with declared information.
Beneficial Ownership Analysis: Identify, document, and verify all ultimate beneficial owners (UBOs),
controllers, and significant persons associated with the client/investor, in line with the latest regulatory thresholds and definitions.
Tax and Regulatory Classification: Collect and record information for FATCA, CRS, ensuring proper classification (US person, reportable account, direct investment versus intermediary etc.) and obtain self-certifications where required.
- In-depth AML Risk Assessment Application of Risk Scoring Models: Assess AML risk based on the client's jurisdiction, entity type, ownership structure, product type, distribution channel, and the nature of expected transactions. Risk Factors Evaluation: Thoroughly consider standard and enhanced risk factors such as:
Politically Exposed Person (PEP) involvement
Business/sector risk (e.g., cash-intensive businesses, trust/charity structures)
Geographical (country of residence/incorporation) risk ratings – high, st
📌 Associate II (Chennai)
🏢 UST
📍 Chennai