Job Summary

About this role: Wells Fargo is seeking a Securities Operations Associate.

Responsibilities

- Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
- Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
- Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
- Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
- Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
- Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation
- Resolve low complexity escalated issues within the scope of responsibility in Security Operations
- Research low complexity business risks, provide input into policies, enhance customer satisfaction,



and review time sensitive documents and transaction requests
- Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
- Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

Required Qualifications
- 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following:work experience, training, military experience, education

Desired Qualifications
- Strong experience in Trade Settlements Operations with exposure to the end-to-end trade lifecycle.
- Hands-on experience in domestic and/or international trade settlements, ensuring timely and accurate settlement of trades.
- Good understanding of trade matching, confirmation, allocation, reconciliation, and post-settlement activities.
- Experience in managing trade settlement exceptions, failed trades, unmatched trades (DKs), and break resolution.
- Knowledge of Equity, Fixed Income, FX, Mutual Fund, or other financial products settlements

Job Expectations
- Minimum 3+ years of Trade Settlements experience with a robust understanding of the trade lifecycle, settlements, reconciliation, and exception management.

📌 Securities Operations Associate (Bengaluru)
🏢 Wells Fargo
📍 Bengaluru