Senior Executive Compliance (Mumbai)

Senior Executive Compliance (Mumbai)

02 Sep
|
SMFG INDIA CREDIT
|
Mumbai

02 Sep

SMFG INDIA CREDIT

Mumbai

Role & responsibilities

- Coordinate regulatory inspections, examinations, and supervisory interactions.
- Manage communication, scheduling, and information exchange with regulatory authorities and internal stakeholders.
- Prepare and submit regulatory reports, filings, and examination responses accurately and on time.
- Maintain robust documentation to evidence compliance with regulatory requirements.
- Monitor regulatory updates and assess their impact on business operations and compliance frameworks.
- Support implementation of regulatory changes across policies, procedures, and processes.
- Assist in identifying and mitigating regulatory risks in a energetic regulatory environment.

Preferred candidate profile Experience Required (In Years) :

Minimum- 2-5 years in Compliance / Regulatory Liaison Relevant- 2-3 years in BFSI

Qualification Required

CA/CS/MBA

📌 Senior Executive Compliance (Mumbai)
🏢 SMFG INDIA CREDIT
📍 Mumbai

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