- Ensure all credit exposure complies with the required approvals and adheres to the delegation matrix
- Risk monitoring (Event based/Monthly/Quarterly/Annual) through tracking of Conditions Subsequent (CS) for invested portfolio and promptly alert senior management to significant risk issues
- Evaluating due diligence, debenture trust deeds, CC / IC approvals (Notes and minutes) and other documents and ensuring that all the covenants as per approval are adequately captured in the deal documentation
- Assisting the risk team in evaluating the transactions, establishing processes/policies/ frameworks, and ensuring proper controls across business groups
- Fostering a partnership among the various business and support groups to create a compliant business workplace and culture.
Pre-disbursement activities
- Preparing the checklist for Fund drawdown prior to each Investment
- Undertaking the KYC checks and other due diligences before disbursement
- Ensuring compliance of the pre-disbursement CP checklist
- Maintaining the repository of the soft copies of all the deal documents
- Co-ordination with various team as per DOP for final disbursement approval
Post disbursement activities
- Monitoring the Conditions Subsequent for each deal on a weekly basis
- Analyzing the documents received by deal team/risk team for the conditions subsequent to the deal and if knock off the condition subsequent if the documents are in order
- Preparing the Operational Risk / CS Monitoring / ESG Dashboards for each Fund
- Handling Statutory and Internal Audit and regulatory reporting.
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