1. Coordinate with Audit team

2. Manage Concurrent Audit

3. Perform GL Reconciliation

4. UE Reporting

5. Coordinate with IAD audit and coordinate with RPC’s for closure of audit observations

6. Should have knowledge of KYC documents and regulations

7. Identification and Implementation of the Quality Checks to be done on the new processes released of Retail Liability Operations

8. Performing quality control checks as per the defined parameter

9. Performing regulatory activities , tracking and reporting the same within defined timelines

10. Identifying controls for system validations

11. Liaising with Departments like Compliance/Product/ Process as and when required

12. Monitoring accounts opened for Financial Inclusiona – BSBDA

13. Handling of Regulatory Reporting

14. Review of Process and Product notes

15. Handling query desk for queries raised by Branch/ RPC’s

Skills Required

1. Positive communication skills

2. Interacting with various stake holders

3. Should have good knowledge on Excel, Word, PPT

4. Knowledge of building queries for extracting data from reporting systems

5. Eye for details

6. Knowledge of KYC guidelines

( DWH , SQL etc..)

📌 Operations Team Member-Support Services-Quality Control-Operations 360 (Mumbai)
🏢 Candidate Experience site
📍 Mumbai