Field Risk Officer Home Field Risk Officer SNO. OBJECTIVE WEIGHTAGE KEY PERFORMANCE INDICATOR Annexure 1 Adhere to Operational risk process as per the FRO activities check list 50% % of Incident closed As per Annexure 1 2 Identification of Spot & Incident reports 20% % of Gap Identified As per Annexure 2 3 Quality and Effectiveness of assigned task 20% % of Effectiveness As per Annexure 3 4 Self Development 5% Average Training Mandays As per annexure 4 5 Process Orientation 5% Audit Score As per annexure 5 Annexure - 1 Scoring method 5 (Outstanding) 4 (Excellent) 3 (Very Good) 2 (Good) 1 (Adequate) % of Achievement If actual achieved is 120% or above of target If actual achieved is between 111-120% of target If actual achieved is between 101-110% of target If actual achieved is 100% of target If actual achieved is below 100% of the target Annexure - 2 Scoring method 5 (Outstanding) 4 (Excellent) 3 (Very Positive) 2 (Good) 1 (Adequate) % of Achievement No critical audit observations raised by Internal auditors/other audits (ARM/TRM) during FY, which is not reported by FRO/RFRO. One critical audit observations raised by internal auditors/other audits (ARM/TRM) during FY which is not reported by FRO/RFRO. 2 critical audit observations raised by Internal auditors/other audits (ARM/TRM) during FY which is not reported by FRO/RFRO.



3 critical audit observations raised by Internal auditors/other audits (ARM/TRM) during FY which is not reported by FRO/RFRO.

More than 3 critical audit observations raised by Internal auditors/other audits (TRM/ARM) during FY which is not reported by FRO/RFRO. Annexure - 3 Scoring method 5 (Outstanding) 4 (Excellent) 3 (Very Good) 2 (Good) 1 (Adequate) % of Achievement No compliance related/process gap/ audit queries, raised by Internal auditors/other audits / ARM /TRM during FY. Not more than 2 compliance related/process gap audit queries raised by Internal auditors/other audits / ARM /TRM during FY. 3 to 4 compliance related/process gap audit queries raised by Internal auditors/other audits / ARM / TRM during FY. 5 to 6 compliance related/process gap audit queries raised by Internal auditors/other audits / ARM /TRM during FY.

More than 6 compliance related/process gap audit queries raised by Internal auditors/other audits / ARM/TRM during FY. Annexure 4 - Self Development Scoring method 5 (Outstanding) 4 (Excellent) 3 (Very Good) 2 (Good) 1 (Adequate) Average Mandays of Training per Team Member >=3 2.5-2.99 2-2.49 1-1.99 Annexure 5 - Process Orientation Scoring method 5 (Outstanding) 4 (Excellent) 3 (Very Good) 2 (Good) 1 (Adequate) Audit Score >95% 91 - 95% 81-90% 71-80%

📌 Field Risk Officer (New Delhi)
🏢 equitas small finance bank
📍 New Delhi