Ensure adherence to SEBI, RBI, and other financial regulatory guidelines for a brokerage and wealth management platform. Develop and implement robust compliance frameworks.
Requirements
- Bachelor's degree in Law, Finance, or related field
- Experience in compliance roles within brokerage, banking, or FinTech
- In-depth knowledge of SEBI regulations, AML, and KYC norms
- Certifications in financial compliance (e.g., NISM) preferred