Hi,

Greetings,

The position is with Asset Management Company and they are looking for Assistant Manager/Manager Compliance & Risk

Location - Gift City, Gandhinagar

Position reports to - To be decided as per the regulatory requirement

PURPOSE OF THE ROLE The incumbent will be a key person responsible for ensuring compliance with all applicable regulations and ensure suitable risk management policies and practices are in place. The role will also be a critical support activity for timely intimation/settlement of trades, fund utilization and managing collection, payments, and reconciliation.

KEY RESPONSIBILITIES AND ACCOUNTABILITIES OF THE ROLE

- Ensuring adherence to the regulatory and internal guidelines issued and amended from time to time through systemic controls
- Preparation of policy documents, regulatory filings as may be required from time to time including periodic review in line with regulatory/ internal changes.
- Coordinating with regulators, auditors and handling regulatory inspections, if any
- Valuable understanding of Market Risk concepts and metrics (VaR, Tracking Error,



risk ratios like Sharpe ratio, Information ratio etc.)
- Performance attribution analysis of portfolio vis--vis benchmark & peers
- Ensuring adherence to investment limits like issuer limit, sector limit to address concentration risk and any other limits defined in scheme prospectus through systemic controls.
- Should be open to support Investment Operations team if required in: - Handling Cash Flows, monitoring timely and error free cash flow movement in co-ordination with fund managers / dealers - Daily Reconciliations of Operating Accounts and Fund movements - Dividend Reconciliation, Brokerage Reconciliation, Switch Reconciliation. - Settlement of trades - Interaction with various banks & RTA for data / in
- Handling Statutory Returns (TDS, STT, GST & IT)

Suitable candidates may forward their updated profiles in strict confidence to [email protected] along with the below details

Current CTC

Notice Period

Expected CTC

Regards,

Sangeeta B

📌 Assistant Manager/ Manager - Compliance & Risk - Gift City (Gandhinagar)
🏢 Hector and Streak Consulting
📍 Gandhinagar