Role: Compliance & Operations Associate
Experience Required: 2 to 4 years
CTC: 8 to 10 LPA
Bond: 2 years
About GCIA GCIA is a SEBI -registered Investment Advisory and Portfolio Management Services firm. As we scale, we need a sharp compliance and operations professional to anchor our regulatory and operational engine — with full ownership from Day 1.
Role Split: 70% Compliance | 30% Operations
Pillar 1 — Regulatory Compliance
- Own all SEBI filings, statutory records and regulatory correspondence for IA and PMS registrations
- Monitor and implement SEBI circulars and amendments; brief senior management on material changes
- Lead preparation for SEBI inspections, internal audits and third -party compliance reviews
- Maintain a compliance calendar to ensure zero regulatory lapses
- Review all marketing materials, client communications and investment proposals for regulatory adherence
Pillar 2 — Client -Level Compliance and Grievance Management
- Own vendor empanelment, due diligence, SLA definition and performance monitoring
- Negotiate contracts with key service providers — CS firms, tech vendors, legal and audit firms
- Conduct periodic vendor compliance audits to ensure alignment with SEBI requirements
Who Should Apply
Profile A — Early -Stage Lawyer
Profile B — FinTech / PMS Operator
LLB with 1–3 years in financial services or regulatory/corporate law
2–4 years at a SEBI -regulated entity — PMS, IA, AMC, or fintech
Familiar with SEBI regulations; eager to build deep compliance expertise
Hands -on compliance and operations ownership with a process -improvement mindset
Qualifications
- LLB / MBA (Finance) / CA / CS or equivalent
- NISM Series X -A, X -B, or XXI -A certifications preferred
- Strong knowledge of SEBI PMS Regulations 2020 and IA Regulations 2013
What We Offer
- End -to -end ownership — not siloed, not support
- Direct access to MD and senior leadership
- Autonomy to build compliance and operational frameworks from scratch
- Transparent growth path to Head of Compliance / CCO as GCIA scales
- Competitive compensation commensurate with experience
📌 Compliance & Operations Associate (Hyderabad)
🏢 Important Company of the Sector
📍 Hyderabad
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