Job Title:

- PMS Dealer – FinTech Platform

Department

Investments / Dealing

About Finnovate:

Finnovate is India’s largest financial planning platform that specializes in providing successful professionals with a disciplined approach to help them achieve their financial goals safely, surely, swiftly To date we have helped over 3500 professionals and their families achieve purpose and structure to their financial lives through our FinnFit™ Financial planning process. This is available through our experts as well as through a transparent technology platform. We are a zero-commission, product-agnostic and holistic SEBI-registered investment advisory (RIA) firm.

Finnovate is a customer-first platform that prioritizes unbiased advisory and is gaining increased recognition with the rise of awareness of direct products.

Finnovate has successfully raised over USD 3 million from marque investors to drive our next league of expansion and impact. We have recently secured a PMS license from SEBI to provide most convenient, flexible and multi-asset portfolio management using direct products for our clients.

We are in a growth phase where you can contribute ideas across the spectrum, and grow into a core member of a truly customer-first team. Finnovate offers a unique proposition where you can experience the freedom to think and operate like an entrepreneur within the organisation, while pursuing long-term growth opportunities aligned with your strengths, aspirations and demonstrated competence

Job Summary To execute and manage trades for PMS portfolios on a technology-driven platform, ensuring efficient, compliant, and data-backed execution while leveraging trading systems, APIs, and analytics tools.

Location:

- Mumbai

Employment Type:

Full time

Key Responsibilities:

1.

Trade

Execution (Tech-Enabled)

Execute equity and derivative trades via trading platforms, OMS (Order

Management Systems), and APIs





Ensure best execution using real-time market data and algorithmic tools (if applicable)

Manage high-volume and time-sensitive trades with minimal slippage

- Platform &
- System Utilization

Work on OMS/RMS systems for order placement, modification, and tracking

Coordinate with tech teams for system enhancements, bug fixes, and automation

Ensure proper tagging, allocation, and mapping of trades across PMS accounts

- Data-Driven Decision Support

Track market movements, liquidity, and pricing trends using analytics tools

Share execution insights with fund managers (slippage analysis, cost efficiency, etc.)

Maintain dashboards/reports for trade performance and execution quality

- Compliance &
- Controls

Ensure trades are executed within SEBI PMS guidelines and internal compliance framework

Follow pre-trade and post-trade compliance checks via RMS/tools

Maintain digital audit trails and system-based documentation

- Reconciliation &
- Settlements

Coordinate with operations and custodians for seamless trade settlement

Resolve breaks in trade allocation, contract notes, and holdings

Monitor brokerage, taxes, and transaction costs

6.

Process

Improvement &

- Automation

Identify opportunities to automate manual dealing processes Work with product/tech teams to enhance execution workflows Contribute to building scalable dealing infrastructure

Key Skills &

- Competencies:

- Strong understanding of equity markets and trading lifecycle Handson
- experience with OMS, RMS, trading terminals, and APIs
- Tech-savvy with ability to work alongside product/engineering teams
- Analytical mindset with focus on execution efficiency and cost optimization
- High accuracy, speed, and ability to perform under market pressure

Qualification &

- Skills:
- Graduate/Postgraduate in Finance, Commerce, or related field
- NISM certifications (Dealer / Equity / Derivatives preferred)
- 2–6 years of experience in dealing, preferably in PMS/AIF/FinTech platform

Working Time

8.30am to 5.30pm

9.30 am to 6.30pm

Working Days : Monday to Saturday (Alternative Saturdays are off)

📌 Senior Dealer – PMS (Maharashtra)
🏢 Finnovate
📍 Maharashtra