Job description:-

Investmentor Securities Ltd. is a quick-growing and leading full-service stock broker in Gujarat. Supported by experienced research analysts, the company offers in-depth market analysis and research reports. Known for its advanced technology-driven approach, clients can trade conveniently using the user-friendly mobile app from anywhere. With a solid commitment to customer satisfaction, the company has established itself as a trusted name in the stock-broking industry, building a loyal client base.

We are seeking a highly motivated and detail-oriented Compliance

Executive to join our esteemed team at Investmentor Securities Ltd. As a Compliance

Executive, you will play a vital role in ensuring our adherence to

regulatory guidelines and industry best practices. The successful candidate

will work closely with our compliance team to maintain and enhance our





compliance framework.
Assisting in financial analysis and risk assessment of stock broker to gauge their solvency and to evaluate the potential risk they pose to system.
Assistance to Stock Brokers, DP's and other clients regarding compliances.
Implementing various circulars issued by NSE/SEBI.
Client Co-Ordination and assisting team for the various audits.
Monitoring of compliance functions.
Liasioning with exchanges on everyday basis.

Experience:-6 months or more

Inspection of NSE/BSE/SEBI would be an added advantage.

Pay: ₹60,000.00 - ₹65,000.00 per month

Location:
Ashram Road P.O, Ahmedabad, Gujarat (Required)

Work Location: In person

📌 Compliance Officer Ahmedabad
🏢 Investmentor Securities
📍 Ahmedabad