Team Lead –

- Prudential Regulation &
- Basel Norms

Function: Finance / Regulatory Reporting

Location: Mumbai

Reporting To: Head –

- Regulatory Reporting

Role Purpose To lead the interpretation, computation, and regulatory reporting of prudential requirements under RBI and Basel III frameworks, ensuring accurate capital, liquidity, and leverage compliance while providing expert support to senior management on regulatory and capital‑related matters.

Key Responsibilities

Prudential &

- Basel Compliance

- Lead computation and review of Basel III capital adequacy, including CET1, AT1, Tier 2 and Total Capital.
- Oversee Risk‑Weighted Assets (RWA) across Credit, Market, and Operational Risk.
- Ensure accurate application of regulatory deductions, buffers, and adjustments.

Liquidity &

- Leverage

- Supervise LCR, NSFR, and Leverage Ratio calculations and regulatory monitoring.
- Partner with Treasury, ALM, and Risk teams on liquidity and balance sheet implications.

Regulatory Reporting &

- RBI Interface

- Ensure timely and accurate submission of RBI prudential returns (Capital Adequacy, Liquidity, LEF, Leverage, etc.).
- Track RBI circulars, Master Directions, and Basel updates; assess regulatory impact and implement changes.
- Act as key point of contact for RBI inspections, supervisory reviews,



and regulatory queries.

Governance &

- Controls

- Maintain robust control frameworks, documentation, and audit readiness.
- Lead resolution of internal audit, concurrent audit, statutory audit, and RBI observations.

Stakeholder &

- Management Support

- Serve as prudential regulation subject‑matter expert to Finance, Risk, Treasury, and senior leadership.
- Support capital planning, stress analysis, and regulatory disclosures (Pillar 3).

Team Leadership

- Lead and mentor the prudential reporting team, ensuring quality, consistency, and process efficiency.
- Drive automation and continuous improvement in regulatory processes.

Key Skills &

- Experience

- Strong expertise in Basel III / RBI prudential norms, capital adequacy, RWA, LCR, NSFR, leverage.
- Solid understanding of banking products, balance sheet dynamics, and regulatory disclosures.
- 8–12 years’ experience in regulatory reporting / capital management within a bank or financial institution.

- Qualified CA / MBA (Finance) / CFA / FRM preferred.

Key Outcomes

- Accurate and timely regulatory submissions
- Zero material regulatory breaches
- Effective audit and inspection closure
- Strong team capability and continuity

📌 Lead Regulatory Reporting (India)
🏢 Yes Bank
📍 India